{"id":209,"date":"2026-03-05T21:24:30","date_gmt":"2026-03-05T21:24:30","guid":{"rendered":"https:\/\/fcadvisory.cl\/?page_id=209"},"modified":"2026-05-05T20:08:20","modified_gmt":"2026-05-05T20:08:20","slug":"auditoria-del-sistema-plaft","status":"publish","type":"page","link":"https:\/\/fcadvisory.cl\/index.php\/auditoria-del-sistema-plaft\/","title":{"rendered":"Auditor\u00eda del Sistema PLAFT"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-page\" data-elementor-id=\"209\" class=\"elementor elementor-209\" data-elementor-post-type=\"page\">\n\t\t\t\t<div class=\"elementor-element elementor-element-e6bf6e1 e-flex e-con-boxed e-con e-parent\" data-id=\"e6bf6e1\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t\t\t\t<div class=\"e-con-inner\">\n\t\t<div class=\"elementor-element elementor-element-8209fb4 e-con-full e-flex e-con e-child\" data-id=\"8209fb4\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t<div class=\"elementor-element elementor-element-263277b e-con-full e-flex e-con e-child\" data-id=\"263277b\" data-element_type=\"container\" data-e-type=\"container\">\n\t\t<div class=\"elementor-element elementor-element-db79ca6 e-con-full e-flex elementor-invisible e-con e-child\" data-id=\"db79ca6\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;animation&quot;:&quot;fadeInLeft&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-7a56a26 elementor-widget elementor-widget-elementskit-heading\" data-id=\"7a56a26\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"elementskit-heading.default\">\n\t\t\t\t\t<div class=\"ekit-wid-con\" ><div class=\"ekit-heading elementskit-section-title-wraper text_left   ekit_heading_tablet-   ekit_heading_mobile-\"><h3 class=\"elementskit-section-subtitle  \">\n\t\t\t\t\t\tRIESGO Y CUMPLIMIENTO\n\t\t\t\t\t<\/h3><h2 class=\"ekit-heading--title elementskit-section-title \">AUDITOR\u00cdA DEL SISTEMA PLAFT<\/h2><div class=\"ekit_heading_separetor_wraper ekit_heading_elementskit-border-divider elementskit-style-long\"><div class=\"elementskit-border-divider elementskit-style-long\"><\/div><\/div>\t\t\t\t<div class='ekit-heading__description'>\n\t\t\t\t\t<p>Realizamos evaluaciones independientes del Sistema PLAFT para determinar su nivel de dise\u00f1o, implementaci\u00f3n y efectividad operativa conforme a la normativa vigente y est\u00e1ndares<br \/>internacionales.<\/p>\n<p>El servicio permite al directorio y a la alta administraci\u00f3n comprender su nivel de exposici\u00f3n regulatoria y reputacional, as\u00ed como la solidez de sus mecanismos de prevenci\u00f3n y monitoreo.<\/p>\n\t\t\t\t<\/div>\n\t\t\t<\/div><\/div>\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-da22ff7 e-con-full e-flex e-con e-child\" data-id=\"da22ff7\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t<div class=\"elementor-element elementor-element-bee3dcb elementor-widget elementor-widget-text-editor\" data-id=\"bee3dcb\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t\t\t\t\t\t<p>Nuestra auditor\u00eda contempla:<\/p><ul><li>Revisi\u00f3n de la matriz de riesgo LA\/FT y su enfoque basado en riesgos<\/li><li>Evaluaci\u00f3n de segmentaci\u00f3n de clientes, productos y canales<\/li><li>An\u00e1lisis del rol y autonom\u00eda del Oficial de Cumplimiento<\/li><li>Revisi\u00f3n de pol\u00edticas, procedimientos y capacitaci\u00f3n<\/li><li>Evaluaci\u00f3n del sistema de monitoreo transaccional y alertas<\/li><li>Revisi\u00f3n de la gesti\u00f3n de casos y reportes de operaciones sospechosas<\/li><li>Evaluaci\u00f3n de procesos de debida diligencia (KYC) y listas restrictivas<\/li><\/ul>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-4151644 elementor-widget elementor-widget-text-editor\" data-id=\"4151644\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"text-editor.default\">\n\t\t\t\t\t\t\t\t\t<p>El resultado es un informe ejecutivo y t\u00e9cnico que identifica brechas regulatorias, debilidades de control y una hoja de ruta priorizada de mejora.<\/p><p>Nuestro enfoque se alinea con est\u00e1ndares del GAFI, normativa UAF y regulaciones sectoriales aplicables, fortaleciendo la gobernanza y credibilidad del sistema ante fiscalizaciones y supervisores.<\/p>\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-85a321f elementor-widget elementor-widget-spacer\" data-id=\"85a321f\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"spacer.default\">\n\t\t\t\t\t\t\t<div class=\"elementor-spacer\">\n\t\t\t<div class=\"elementor-spacer-inner\"><\/div>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-e5f3484 elementor-align-left elementor-widget__width-auto elementor-widget elementor-widget-elementskit-button\" data-id=\"e5f3484\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"elementskit-button.default\">\n\t\t\t\t\t<div class=\"ekit-wid-con\" >\t\t<div class=\"ekit-btn-wraper\">\n\t\t\t\t\t\t\t<a href=\"#\" class=\"elementskit-btn  whitespace--normal\" id=\"\">\n\t\t\t\t\tsolicitar asesor\u00eda          <svg class=\"e-font-icon-svg e-fas-arrow-circle-right\" viewBox=\"0 0 512 512\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\"><path d=\"M256 8c137 0 248 111 248 248S393 504 256 504 8 393 8 256 119 8 256 8zm-28.9 143.6l75.5 72.4H120c-13.3 0-24 10.7-24 24v16c0 13.3 10.7 24 24 24h182.6l-75.5 72.4c-9.7 9.3-9.9 24.8-.4 34.3l11 10.9c9.4 9.4 24.6 9.4 33.9 0L404.3 273c9.4-9.4 9.4-24.6 0-33.9L271.6 106.3c-9.4-9.4-24.6-9.4-33.9 0l-11 10.9c-9.5 9.6-9.3 25.1.4 34.4z\"><\/path><\/svg>\t\t\t\t<\/a>\n\t\t\t\t\t<\/div>\n        <\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t<div class=\"elementor-element elementor-element-573ad7f e-con-full e-flex e-con e-child\" data-id=\"573ad7f\" data-element_type=\"container\" data-e-type=\"container\" data-settings=\"{&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>RIESGO Y CUMPLIMIENTO AUDITOR\u00cdA DEL SISTEMA PLAFT Realizamos evaluaciones independientes del Sistema PLAFT para determinar su nivel de dise\u00f1o, implementaci\u00f3n y efectividad operativa conforme a la normativa vigente y est\u00e1ndaresinternacionales. El servicio permite al directorio y a la alta administraci\u00f3n comprender su nivel de exposici\u00f3n regulatoria y reputacional, as\u00ed como la solidez de sus mecanismos [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"_joinchat":[],"footnotes":""},"class_list":["post-209","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/pages\/209","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/comments?post=209"}],"version-history":[{"count":10,"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/pages\/209\/revisions"}],"predecessor-version":[{"id":1669,"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/pages\/209\/revisions\/1669"}],"wp:attachment":[{"href":"https:\/\/fcadvisory.cl\/index.php\/wp-json\/wp\/v2\/media?parent=209"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}